Mariana will accept applications from investors both on an advised and execution-only basis. All applications must be submitted via a regulated financial adviser. It is the responsibility of an adviser to assess the suitability or appropriateness of any Mariana plan for a particular investor before the application is submitted.
Submission of Structured Investments applications
To enable the submission of application forms on behalf of your clients and to enable us to make payments agreed by your client as either fees for advice or execution services, you will need to have completed and submitted the Mariana Adviser Terms of Business form.
The completion of this form also allows us to conduct the necessary due diligence on you and your firm.
Click on the link below to download a copy of the Adviser Terms of Business form. Please answer all questions as fully as possible and fill in your bank details where indicated (signatures in accordance with your firm’s mandate are required on the final page).
All UK Structured Deposit and Structured Product applications need to be sent to James Brearley & Sons, click here for the address.
Submission of Tax Efficient Investments
No terms of business are required to be signed for tax efficient investments, however terms of business are available and all advisers are bound by these terms when completing an application form.
Should you have any questions or require further information on Mariana or any of its products, please contact us by telephone on 020 7065 6699 or via email on firstname.lastname@example.org