Tailored Structured Products

At Mariana, we have a wealth of expertise in delivering tailored Structured Products that meet specific requirements. All of our investors are unique. They may be at different stages in their life, they are likely to have specific attitudes towards risk and their views will vary as to what markets they want exposure to and over what term.

We specialise in the construction of structures that provide exposure to a variety of underlyings including developed and emerging markets, commodities or portfolios of individual stocks tailored to a client’s interest and knowledge.

If you think bespoke products may be of interest to you and you would like more information, please contact us on 020 7065 6699 or alternatively, click here to contact us via email and one of our team will be in touch with you directly.

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Plans Per Page: 10 | 25 | 50 | 100 | All

	Plan Name	Counterparty	ISIN	Start Date	Maturity Date	Price Date	Price	Brochure
+	FTSE Defensive Kick Out Plan - May 2015	Credit Suisse AG	XS1193713929	26/05/2015	05/06/2021	14/10/2021	KICKED OUT	On Request
	Barrier: 50% (American) Return: 8% p.a. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX)			Start Level 6,948.99	Last CoB Level N/A		% Change N/A
+	FTSE Step Down Kick Out Plan	Credit Suisse AG	XS1093260898	19/12/2014	31/12/2020	14/10/2021	KICKED OUT
	Barrier: 60% (European) Return: 7% p.a. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX)			Start Level 6,545.27	Last CoB Level N/A		% Change N/A
+	FTSE S&P Multi Bank Kick Out Plan CS	Credit Suisse AG	XS1093356498	20/11/2014	04/12/2020	14/10/2021	KICKED OUT
	Barrier: 60% (European) Return: 8.31% p.a. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX) S&P 500 INDEX (SPX)			Start Level 6,678.90 2,052.75	Last CoB Level N/A N/A		% Change N/A N/A
+	Triple Index Phoenix Callable Note	Credit Suisse AG	XS1093349105	24/10/2014	24/10/2020	14/10/2021	KICKED OUT	On Request
	Barrier: 60% (European) Return: 2.19% p.q. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: N/A Next Income Trigger: N/A	Underlyings FTSE 100 INDEX (UKX) Euro Stoxx 50 Pr (SX5E) HANG SENG CHINA ENT INDX (HSCEI)			Start Level 6,388.73 3,030.37 10,391.64	Last CoB Level N/A N/A N/A		% Change N/A N/A N/A
+	FTSE Euro Stoxx Defensive Kick Out	Credit Suisse AG	XS1040327709	15/08/2014	25/08/2020	14/10/2021	KICKED OUT
	Barrier: 60% (European) Return: 8.25% p.a. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX) Euro Stoxx 50 Pr (SX5E)			Start Level 6,689.08 3,033.52	Last CoB Level N/A N/A		% Change N/A N/A
+	Multi Bank Annual Kick Out - June 2014	Credit Suisse AG	XS1040371434	07/07/2014	30/07/2020	14/10/2021	KICKED OUT	On Request
	Barrier: 0% (American) Return: 7.75% p.a. Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX) S&P 500 INDEX (SPX)			Start Level 6,823.51 1,977.65	Last CoB Level N/A N/A		% Change N/A N/A
+	Dual Defensive Kick Out - April 2014	Credit Suisse AG	XS1000957933	07/05/2014	07/05/2020	14/10/2021	KICKED OUT	On Request
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings			Start Level	Last CoB Level		% Change
+	Four Stock Step Down Kick Out - April 2014	Credit Suisse AG	XS1000975083	04/04/2014	04/04/2020	14/10/2021	KICKED OUT	On Request
	Barrier: 50% (European) Return: 12.2% s.a. Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings			Start Level	Last CoB Level		% Change
+	UK and Oil Autocallable Note - February 2014	Credit Suisse AG	XS1001305306	14/02/2014	28/02/2019	14/10/2021	MATURED	On Request
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX) Generic 1st CL Future (CL1)			Start Level 6,663.62 100.31	Last CoB Level N/A N/A		% Change N/A N/A
+	Developed Markets Autocall - November 2013 GBP	Credit Suisse AG	XS0953441788	29/11/2013	13/12/2018	14/10/2021	KICKED OUT	On Request
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings			Start Level	Last CoB Level		% Change
+	Developed Markets Autocall - November 2013 USD	Credit Suisse AG	XS0953451662	29/11/2013	13/12/2018	14/10/2021	KICKED OUT	On Request
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings			Start Level	Last CoB Level		% Change
+	UK and Gold Autocallable Note Version 2 - November 2013	Credit Suisse AG	XS0953425666	15/11/2013	29/11/2018	14/10/2021	MATURED	On Request
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings LBMA Gold Price PM USD (GOLDLNPM) FTSE 100 INDEX (UKX)			Start Level 1,287.25 6,693.44	Last CoB Level N/A N/A		% Change N/A N/A
+	Dual Defensive Kick Out - November 2013	Credit Suisse AG	XS0846936937	15/11/2013	15/11/2019	14/10/2021	KICKED OUT	On Request
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings			Start Level	Last CoB Level		% Change
+	UK and Gold Autocallable Notes - October 2013	Credit Suisse AG	XS0953368684	04/10/2013	11/10/2018	14/10/2021	MATURED	On Request
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX) LBMA Gold Price PM USD (GOLDLNPM)			Start Level 6,453.88 1,309.75	Last CoB Level N/A N/A		% Change N/A N/A
+	UK & European Kick Out - September 2013	Credit Suisse AG	XS0953352688	20/09/2013	20/09/2019	14/10/2021	KICKED OUT	On Request
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings			Start Level	Last CoB Level		% Change
+	UK and Gold Autocallable Notes - August 2013	Credit Suisse AG	XS0960094539	27/08/2013	04/09/2018	14/10/2021	MATURED	On Request
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX) LBMA Gold Price PM USD (GOLDLNPM)			Start Level 6,440.97 1,419.25	Last CoB Level N/A N/A		% Change N/A N/A
+	Multi Bank Dual Index Kick Out - August 2013	Credit Suisse AG	XS0846836129	07/08/2013	07/08/2019	14/10/2021	KICKED OUT	On Request
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings			Start Level	Last CoB Level		% Change
+	Quarterly Income Notes - June 2012	Credit Suisse AG	XS0756865449	15/06/2012	15/06/2017	14/10/2021	KICKED OUT	On Request
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings			Start Level	Last CoB Level		% Change
+	Auto-Managed Deposit - December 2011	Credit Suisse AG	CS0524885948	20/12/2011	03/01/2017	14/10/2021	MATURED	On Request
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings			Start Level	Last CoB Level		% Change
+	Growth Multiplier - October 2011	Credit Suisse AG	XS0659960735	31/10/2011	21/11/2017	14/10/2021	MATURED	On Request
	Barrier: 50% (American) Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX)			Start Level 5,544.22	Last CoB Level N/A		% Change N/A
+	Auto-Managed Deposit - October 2011	Credit Suisse AG	CS0523923633	31/10/2011	21/11/2016	14/10/2021	MATURED	On Request
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings			Start Level	Last CoB Level		% Change
+	Single Index Kick Out - September 2011	Credit Suisse AG	XS0670979557	12/09/2011	03/10/2017	14/10/2021	KICKED OUT	On Request
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings			Start Level	Last CoB Level		% Change
+	Protected BRIC Growth - August 2011	Credit Suisse AG	XS0650513541	26/08/2011	26/08/2016	14/10/2021	MATURED	On Request
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings			Start Level	Last CoB Level		% Change
+	Hybrid Autocall Note - July 2015	Credit Suisse AG	XS1237157059	31/07/2015	09/08/2021	14/10/2021	KICKED OUT
	Barrier: 60% (European) Return: 5.6% s.a. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: Next Income Trigger:	Underlyings S&P/ASX 200 INDEX (AS51) LBMA Gold Price PM USD (GOLDLNPM) LBMA Silver Price - Price/US C (SLVRLN)			Start Level 5,699.164 1,098.40 1,456.00	Last CoB Level N/A N/A N/A		% Change N/A N/A N/A
+	Developed Markets Autocall Note - September 2015	Credit Suisse AG	XS1237111577	04/09/2015	13/09/2021	14/10/2021	KICKED OUT
	Barrier: 60% (European) Return: 9.75% p.a. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX) Euro Stoxx 50 Pr (SX5E) S&P 500 INDEX (SPX)			Start Level 6,042.92 3,180.25 1,921.22	Last CoB Level N/A N/A N/A		% Change N/A N/A N/A
+	FTSE Supertracker Note - March 2016	Credit Suisse AG	XS1355071488	04/03/2016	18/03/2022	14/10/2021	126.40
	Barrier: 60% (European) Return: 180% Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX)			Start Level 6,199.43	Last CoB Level 7,207.71		% Change 16.26%
+	FTSE Digital Note (95% Capital Protected) - April 2016	Credit Suisse AG	XS1355024990	15/04/2016	04/05/2022	14/10/2021	118.54
	Barrier: 95% (Capital protected) Return: 25% Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX)			Start Level 6,343.75	Last CoB Level 7,207.71		% Change 13.62%
+	Credit Suisse Japan Eurostoxx Australia UK FTSE	Credit Suisse AG	XS1354993666	15/04/2016	29/04/2022	14/10/2021	KICKED OUT	On Request
	Barrier: 50% (European) Return: 10.67% p.a. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: N/A Next Income Trigger: N/A	Underlyings NIKKEI 225 (NKY) S&P/ASX 200 INDEX (AS51) FTSE 100 INDEX (UKX) Euro Stoxx 50 Pr (SX5E)			Start Level 16,848.03 5,157.50 6,343.75 3,054.34	Last CoB Level N/A N/A N/A N/A		% Change N/A N/A N/A N/A
+	Credit Suisse Sweden Switzerland Canada Australia	Credit Suisse AG	XS1354982628	15/04/2016	04/05/2022	14/10/2021	KICKED OUT	On Request
	Barrier: 50% (European) Return: 5.15% s.a. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: N/A Next Income Trigger: N/A	Underlyings OMX STOCKHOLM 30 INDEX (OMX) SWISS MARKET INDEX (SMI) S&P/ASX 200 INDEX (AS51) S&P/TSX 60 INDEX (SPTSX60)			Start Level 1,381.33 8,014.60 5,157.49 798.94	Last CoB Level N/A N/A N/A N/A		% Change N/A N/A N/A N/A
+	FTSE Range Accrual Note - March 2016	Credit Suisse AG	XS1355071058	04/03/2016	18/03/2022	14/10/2021	99.72
	Barrier: 60% (European) Return: 1.3% p.q. Next KO Observation: Next KO Trigger: Next Income Observation: 04/12/2021 Next Income Trigger: 4,000.00 - 8,000.00	Underlyings FTSE 100 INDEX (UKX)			Start Level 6,199.43	Last CoB Level 7,207.71		% Change 16.26%
+	FTSE Digital Note (95% Capital Protected) - June 2016	Credit Suisse AG	XS1354948363	03/06/2016	19/09/2022	14/10/2021	117.63
	Barrier: 95% (Capital protected) Return: 26% Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX)			Start Level 6,209.63	Last CoB Level 7,207.71		% Change 16.07%
+	FTSE Supertracker Note - August 2016	Credit Suisse AG	XS1396655117	05/08/2016	19/08/2022	14/10/2021	124.87
	Barrier: 60% (European) Return: 400% Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX)			Start Level 6,793.47	Last CoB Level 7,207.71		% Change 6.1%
+	Global Index Income Generator (USD) - September 2016	Credit Suisse AG	XS1444078734	16/09/2016	23/09/2022	14/10/2021	KICKED OUT
	Barrier: 60% (European) Return: 1.82% p.q. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: N/A Next Income Trigger: N/A	Underlyings OMX STOCKHOLM 30 INDEX (OMX) SWISS MARKET INDEX (SMI) S&P/ASX 200 INDEX (AS51) S&P/TSX 60 INDEX (SPTSX60)			Start Level 1,405.312 8,130.44 5,296.698 843.08	Last CoB Level N/A N/A N/A N/A		% Change N/A N/A N/A N/A
+	FTSE100 Callable Range Accrual Note - October 2016	Credit Suisse AG	XS1444021627	28/10/2016	11/11/2022	05/03/2021	99.64
	Barrier: 60% (European) Return: 1.2% p.q. Next KO Observation: 28/10/2021 Next KO Trigger: Callable Next Income Observation: 28/10/2021 Next Income Trigger: 4,500.00 - 8,500.00	Underlyings FTSE 100 INDEX (UKX)			Start Level 6,996.26	Last CoB Level 7,207.71		% Change 3.02%
+	FTSE100 Callable Range Accrual Note (USD) - October 2016	Credit Suisse AG	XS1494524785	28/10/2016	14/11/2022	14/10/2021	98.58
	Barrier: 60% (European) Return: 1.325% p.q. Next KO Observation: Next KO Trigger: Next Income Observation: 28/10/2021 Next Income Trigger: 4,500.00 - 8,500.00	Underlyings FTSE 100 INDEX (UKX)			Start Level 6,996.26	Last CoB Level 7,207.71		% Change 3.02%
+	Global Markets Memory Income Note (USD) – November 2016	Credit Suisse AG	XS1494475475	04/11/2016	14/11/2022	14/10/2021	KICKED OUT
	Barrier: 60% (European) Return: 4.1% s.a. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: N/A Next Income Trigger: N/A	Underlyings OMX STOCKHOLM 30 INDEX (OMX) SWISS MARKET INDEX (SMI) S&P/ASX 200 INDEX (AS51) S&P/TSX 60 INDEX (SPTSX60)			Start Level 1,406.10 7,593.20 5,180.82 851.86	Last CoB Level N/A N/A N/A N/A		% Change N/A N/A N/A N/A
+	FTSE100 Callable Range Accrual Note - December 2016	Credit Suisse AG	XS1514594479	23/12/2016	11/01/2023	14/10/2021	98.10
	Barrier: 60% (European) Return: 1.375% p.q. Next KO Observation: Next KO Trigger: Next Income Observation: 23/12/2021 Next Income Trigger: 70% - 130%	Underlyings FTSE 100 INDEX (UKX)			Start Level 7,068.17	Last CoB Level 7,207.71		% Change 1.97%
+	S&P500 Callable Range Accrual Note (USD) - December 2016	Credit Suisse AG	XS1514635843	16/12/2016	04/01/2023	14/10/2021	97.67
	Barrier: 65% (European) Return: 1.66% p.q. Next KO Observation: Next KO Trigger: Next Income Observation: 16/12/2021 Next Income Trigger: 65% - 125%	Underlyings S&P 500 INDEX (SPX)			Start Level 2,258.07	Last CoB Level 4,438.26		% Change 96.55%
+	FTSE100 Callable Range Accrual Note - February 2017	Credit Suisse AG	XS1552769165	06/02/2017	20/02/2023	05/03/2021	97.96
	Barrier: 60% (European) Return: 1.25% p.q. Next KO Observation: 08/11/2021 Next KO Trigger: Callable Next Income Observation: 08/11/2021 Next Income Trigger: 4,500.00 - 8,500.00	Underlyings FTSE 100 INDEX (UKX)			Start Level 7,172.15	Last CoB Level 7,207.71		% Change 0.5%
+	FTSE100 Callable Range Accrual Note USD - February 2017	Credit Suisse AG	XS1552773431	06/02/2017	20/02/2023	05/03/2021	98.38
	Barrier: 60% (European) Return: 1.625% p.q. Next KO Observation: 06/11/2021 Next KO Trigger: Callable Next Income Observation: 06/11/2021 Next Income Trigger: 4,500.00 - 8,500.00	Underlyings FTSE 100 INDEX (UKX)			Start Level 7,172.15	Last CoB Level 7,207.71		% Change 0.5%
+	FTSE Multi Bank Kick Out Plan - March 2017 - CS	Credit Suisse AG	XS1532565519	17/03/2017	31/03/2023	14/10/2021	KICKED OUT	On Request
	Barrier: 50% (American) Return: 7.6% p.a. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX)			Start Level 7,424.96	Last CoB Level N/A		% Change N/A
+	Global Index Autocall Note (USD) – May 2017	Credit Suisse AG	XS1605332938	10/05/2017	24/05/2024	14/10/2021	KICKED OUT
	Barrier: 60% (European) Return: 6.15% s.a. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: Next Income Trigger:	Underlyings Euro Stoxx 50 Pr (SX5E) OMX STOCKHOLM 30 INDEX (OMX) S&P/TSX 60 INDEX (SPTSX60) S&P/ASX 200 INDEX (AS51)			Start Level 3,645.74 1,649.647 922.74 5,875.40	Last CoB Level N/A N/A N/A N/A		% Change N/A N/A N/A N/A
+	Global Index Income Generator (USD) - May 2017	Credit Suisse AG	XS1605332854	10/05/2017	24/05/2023	14/10/2021	KICKED OUT
	Barrier: 60% (European) Return: 3.5% s.a. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: N/A Next Income Trigger: N/A	Underlyings SWISS MARKET INDEX (SMI) OMX STOCKHOLM 30 INDEX (OMX) S&P/TSX 60 INDEX (SPTSX60) S&P/ASX 200 INDEX (AS51)			Start Level 9,089.80 1,649.647 922.74 5,875.40	Last CoB Level N/A N/A N/A N/A		% Change N/A N/A N/A N/A
+	Global Index Income Generator (GBP) - June 2017	Credit Suisse AG	XS1605269809	30/06/2017	07/07/2023	14/10/2021	KICKED OUT
	Barrier: 70% (European) Return: 3% s.a. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: N/A Next Income Trigger: N/A	Underlyings Euro Stoxx 50 Pr (SX5E) S&P 500 INDEX (SPX) S&P/ASX 200 INDEX (AS51) OMX STOCKHOLM 30 INDEX (OMX)			Start Level 3,441.88 2,423.41 5,721.50 1,602.531	Last CoB Level N/A N/A N/A N/A		% Change N/A N/A N/A N/A
+	Emerging Markets Income Generator (GBP)	Credit Suisse AG	XS1629576940	11/08/2017	25/08/2023	14/10/2021	KICKED OUT
	Barrier: 60% (European) Return: 2.08% p.q. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: N/A Next Income Trigger: N/A	Underlyings RUSSIAN DEPOSITARY (USD) (RDXUSD) ISHARES MSCI BRAZIL ETF (EWZ US) ISHARES CHINA LARGE-CAP ETF (FXI US)			Start Level 1,192.21 38.00 41.81	Last CoB Level N/A N/A N/A		% Change N/A N/A N/A
+	Emerging Markets Income Generator (USD)	Credit Suisse AG	XS1629577591	11/08/2017	25/08/2023	14/10/2021	KICKED OUT
	Barrier: 60% (European) Return: 2.76% p.q. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: N/A Next Income Trigger: N/A	Underlyings RUSSIAN DEPOSITARY (USD) (RDXUSD) ISHARES MSCI BRAZIL ETF (EWZ US) ISHARES CHINA LARGE-CAP ETF (FXI US)			Start Level 1,192.21 38.00 41.81	Last CoB Level N/A N/A N/A		% Change N/A N/A N/A
+	FTSE Defensive Tracker Note - September 2017	Credit Suisse AG	XS1649564744	15/09/2017	29/09/2023	14/10/2021	111.95
	Barrier: 60% (European) Return: 1.25% Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX)			Start Level 7,215.47	Last CoB Level 7,207.71		% Change -0.11%
+	Triple Index Income Generator (GBP) - November 2017	Credit Suisse AG	XS1678847507	10/11/2017	24/11/2023	14/10/2021	86.56
	Barrier: 70% (European) Return: 3% s.a. Next KO Observation: 10/11/2021 Next KO Trigger: 100% Next Income Observation: 10/11/2021 Next Income Trigger: 70%	Underlyings HANG SENG CHINA ENT INDX (HSCEI) Euro Stoxx 50 Pr (SX5E) S&P/ASX 200 INDEX (AS51)			Start Level 11,745.81 3,593.76 6,029.372	Last CoB Level 8,849.17 4,149.06 7,311.73		% Change -24.66% 15.45% 21.27%
+	Credit Suisse Global Index Income Memory Note (GBP) - May 2018	Credit Suisse AG	XS1800105303	18/05/2018	04/06/2018	14/10/2021	97.51
	Barrier: 65% (European) Return: 3% s.a. Next KO Observation: 18/05/2022 Next KO Trigger: 100% Next Income Observation: 18/11/2021 Next Income Trigger: 80%	Underlyings FTSE 100 INDEX (UKX) Euro Stoxx 50 Pr (SX5E) RUSSELL 2000 INDEX (RTY) S&P/ASX 200 INDEX (AS51)			Start Level 7,778.79 3,573.76 1,626.6294 6,087.40	Last CoB Level 7,207.71 4,149.06 2,274.177 7,311.73		% Change -7.34% 16.1% 39.81% 20.11%
+	Credit Suisse Major Markets Defensive Autocall Note (GBP) - May 2018	Credit Suisse AG	XS1800128180	04/05/2018	20/05/2024	14/10/2021	123.96
	Barrier: 70% (European) Return: 9% p.a. Next KO Observation: 04/05/2022 Next KO Trigger: 100% Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX) Euro Stoxx 50 Pr (SX5E) S&P 500 INDEX (SPX) S&P/ASX 200 INDEX (AS51)			Start Level 7,567.14 3,550.59 2,663.42 6,062.90	Last CoB Level 7,207.71 4,149.06 4,438.26 7,311.73		% Change -4.75% 16.86% 66.64% 20.6%
+	Credit Suisse Major Markets Defensive Autocall Note (USD) - May 2018	Credit Suisse AG	XS1800120369	04/05/2018	20/05/2024	14/10/2021	136.99
	Barrier: 70% (European) Return: 12% p.a. Next KO Observation: 04/05/2022 Next KO Trigger: 100% Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX) Euro Stoxx 50 Pr (SX5E) S&P 500 INDEX (SPX) S&P/ASX 200 INDEX (AS51)			Start Level 7,567.14 3,550.59 2,663.42 6,062.90	Last CoB Level 7,207.71 4,149.06 4,438.26 7,311.73		% Change -4.75% 16.86% 66.64% 20.6%
+	Credit Suisse Phoenix Autocall (USD) - May 2018	Credit Suisse AG	XS1800032580	25/05/2018	10/06/2024	14/10/2021	83.00
	Barrier: 60% (European) Return: 2.8125% p.q. Next KO Observation: 25/11/2021 Next KO Trigger: 100% Next Income Observation: 25/11/2021 Next Income Trigger: 80%	Underlyings FTSE 100 INDEX (UKX) S&P/ASX 200 INDEX (AS51) HANG SENG CHINA ENT INDX (HSCEI) ISHARES MSCI BRAZIL ETF (EWZ US)			Start Level 7,730.28 6,032.80 12,047.75 37.25	Last CoB Level 7,207.71 7,311.73 8,849.17 32.47		% Change -6.76% 21.2% -26.55% -12.83%
+	BRIC Memory Income Builder (USD) - September 2018	Credit Suisse AG	XS1863185010	28/09/2018	14/10/2024	14/10/2021	KICKED OUT
	Barrier: 60% (European) Return: 2.95% p.q. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: N/A Next Income Trigger: N/A	Underlyings HANG SENG CHINA ENT INDX (HSCEI) ISHARES MSCI BRAZIL ETF (EWZ US) RUSSIAN DEPOSITARY (USD) (RDXUSD) WISDOMTREE INDIA EARNINGS (EPI US)			Start Level 11,017.87 33.73 1,471.24 24.11	Last CoB Level N/A N/A N/A N/A		% Change N/A N/A N/A N/A
+	Triple Index Kick Out Plan - April 2019	Credit Suisse AG	XS1955952756	26/04/2019	12/05/2025	14/10/2021	101.17	On Request
	Barrier: 65% (European) Return: 4.5% s.a. Next KO Observation: 26/10/2021 Next KO Trigger: 97.5% Next Income Observation: Next Income Trigger:	Underlyings HANG SENG CHINA ENT INDX (HSCEI) NIKKEI 225 (NKY) S&P 500 INDEX (SPX)			Start Level 11,510.87 22,258.73 2,939.88	Last CoB Level 8,849.17 28,550.93 4,438.26		% Change -23.12% 28.27% 50.97%
+	Global Markets High Income Note - October 2019	Credit Suisse AG	XS2056985588	25/10/2019	10/11/2025	14/10/2021	71.89
	Barrier: 65% (European) Return: 4.75% s.a. Next KO Observation: 25/10/2021 Next KO Trigger: 100% Next Income Observation: 25/10/2021 Next Income Trigger: 78.5%	Underlyings ISHARES MSCI BRAZIL ETF (EWZ US) FTSE 100 INDEX (UKX) S&P/ASX 200 INDEX (AS51) HANG SENG CHINA ENT INDX (HSCEI)			Start Level 44.67 7,324.47 6,739.221 10,466.30	Last CoB Level 32.47 7,207.71 7,311.73 8,849.17		% Change -27.31% -1.59% 8.5% -15.45%
+	ESG Green Bond UK Kick Out Plan - July 2021	Credit Agricole CIB	XS2185412835	19/07/2021	19/07/2029	17/10/2021
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings			Start Level	Last CoB Level		% Change
+	ESG Green Bond Kick Out Plan (Europe) - March 2021	Credit Agricole	XS2201335168	30/03/2021	06/04/2027	14/10/2021	99.07
	Barrier: 65% (European) Return: 7.25% p.a. Next KO Observation: 30/03/2022 Next KO Trigger: 100% Next Income Observation: Next Income Trigger:	Underlyings MXEUSGDE (MXEUSGDE)			Start Level 2,060.73	Last CoB Level 2,147.15		% Change 4.19%
+	Triple Index Step Down Kick Out Plan - April 2021	Credit Agricole	XS2201342297	23/04/2021	02/05/2028	14/10/2021	97.44
	Barrier: 65% (European) Return: 7% p.a. Next KO Observation: 25/04/2022 Next KO Trigger: 105% Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX) Euro Stoxx 50 Pr (SX5E) S&P 500 INDEX (SPX)			Start Level 6,938.56 4,013.34 4,180.17	Last CoB Level 7,207.71 4,149.06 4,438.26		% Change 3.88% 3.38% 6.17%
+	Triple Index Step Down Kick Out Plan - June 2021	Credit Agricole	XS2201363707	21/06/2021	28/06/2028	14/10/2021	94.13	On Request
	Barrier: 65% (European) Return: 6.4% p.a. Next KO Observation: 21/06/2022 Next KO Trigger: 105% Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX) S&P 500 INDEX (SPX) Euro Stoxx 50 Pr (SX5E)			Start Level 7,062.29 4,224.79 4,112.33	Last CoB Level 7,207.71 4,438.26 4,149.06		% Change 2.06% 5.05% 0.89%
+	Enhanced Income Builder - August 2014	Commerzbank AG Subordinated	XS1067844347	22/08/2014	05/03/2021	14/10/2021	MATURED	On Request
	Barrier: 80% (European) Return: 1.625% p.q. Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX)			Start Level 6,412.93	Last CoB Level N/A		% Change N/A
+	Enhanced Income Builder - April 2014	Commerzbank AG Subordinated	XS1032277631	09/05/2014	05/03/2021	14/10/2021	MATURED	On Request
	Barrier: Return: 1.8125% p.q. Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX)			Start Level 6,814.57	Last CoB Level N/A		% Change N/A
+	Enhanced Income Builder - February 2014	Commerzbank AG Subordinated	XS1008664044	07/03/2014	05/03/2021	14/10/2021	MATURED	On Request
	Barrier: Return: 1.8% p.q. Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX)			Start Level 6,712.67	Last CoB Level N/A		% Change N/A
+	Enhanced Income Builder - December 2013	Commerzbank AG Subordinated	XS0970275524	15/11/2013	15/03/2019	14/10/2021	MATURED	On Request
	Barrier: Return: 7.4% p.q. Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX)			Start Level 6,693.44	Last CoB Level N/A		% Change N/A
+	Enhanced Income Builder - October 2013 (Offshore)	Commerzbank AG Subordinated	XS0966911223	18/10/2013	12/03/2021	14/10/2021	MATURED	On Request
	Barrier: Return: 7.65% p.q. Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings			Start Level	Last CoB Level		% Change
+	Enhanced Income Builder - August 2013	Commerzbank AG Subordinated	XS0956139009	30/08/2013	15/03/2019	14/10/2021	MATURED	On Request
	Barrier: Return: 8% p.q. Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX)			Start Level 6,412.93	Last CoB Level N/A		% Change N/A
+	Enhanced Income Builder - June 2013 UK	Commerzbank AG Subordinated	XS0911798907	28/06/2013	15/03/2019	14/10/2021	MATURED	On Request
	Barrier: Return: 8% p.q. Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX)			Start Level 6,215.47	Last CoB Level N/A		% Change N/A
+	Enhanced Income Builder Notes - April 2013 GBP	Commerzbank AG Subordinated	XS0900949396	26/04/2013	15/03/2019	14/10/2021	MATURED	On Request
	Barrier: Return: 7.5% p.q. Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX)			Start Level 6,426.42	Last CoB Level N/A		% Change N/A
+	Enhanced Income Builder February 2013	Commerzbank AG Subordinated	XS0874859860	28/02/2013	22/03/2019	14/10/2021	MATURED	On Request
	Barrier: Return: 8.2% p.q. Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX)			Start Level 6,360.81	Last CoB Level N/A		% Change N/A
+	Enhanced Income Builder - December 2012	Commerzbank AG Subordinated	XS0854909743	19/12/2012	29/03/2019	14/10/2021	MATURED	On Request
	Barrier: Return: 9.7% p.q. Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX)			Start Level 5,927.91	Last CoB Level N/A		% Change N/A
+	FTSE DAX Autoput	Commerzbank AG	GB00BGP68M28	17/01/2014	27/01/2020	14/10/2021	KICKED OUT
	Barrier: 150% (European) Return: 8.25% p.a. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX) DAX INDEX (DAX)			Start Level 6,829.30 9,742.96	Last CoB Level N/A N/A		% Change N/A N/A
+	Global Giants Income	Commerzbank AG	GB00BDX87S89	31/10/2013	14/11/2018	14/10/2021	MATURED	On Request
	Barrier: 50% (European) Return: 7% Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings BP PLC (BP/ LN) APPLE INC (AAPL US) SONY CORP-SPONSORED ADR (SNE US)			Start Level 482.70 74.6214 17.25	Last CoB Level N/A N/A N/A		% Change N/A N/A N/A
+	2Y Autocall Note - Worst of (AIG, PM & V)	Commerzbank AG	XS0956448483	28/08/2013	28/08/2015	14/10/2021	KICKED OUT	On Request
	Barrier: 60% (European) Return: 11.9% p.a. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: Next Income Trigger:	Underlyings AMERICAN INTERNATIONAL GROUP (AIG US) PHILIP MORRIS INTERNATIONAL (PM UN) VISA INC-CLASS A SHARES (V US)			Start Level 46.41 82.95 43.8025	Last CoB Level N/A N/A N/A		% Change N/A N/A N/A
+	International 10 Stocks Kick Out - June 2013	Commerzbank AG	GB00B9B3M717	12/06/2013	12/06/2018	14/10/2021	KICKED OUT	On Request
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings			Start Level	Last CoB Level		% Change
+	Multi Bank Annual Kick Out - June 2013	Commerzbank AG	XS0944312981	12/06/2013	12/06/2019	14/10/2021	KICKED OUT	On Request
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings			Start Level	Last CoB Level		% Change
+	Multi Bank Defensive Kick Out - June 2013	Commerzbank AG	XS0944312122	12/06/2013	12/06/2019	14/10/2021	KICKED OUT	On Request
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings			Start Level	Last CoB Level		% Change
+	5 Stock Defensive Kick Out Plan	Commerzbank AG	GB00B972QH05	17/05/2013	27/05/2019	14/10/2021	MATURED	On Request
	Barrier: 50% (European) Return: 8% s.a. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: Next Income Trigger:	Underlyings ANGLO AMERICAN PLC (AAL LN) BARCLAYS PLC (BARC LN) GLENCORE PLC (GLEN LN) TESCO PLC (TSCO LN) VODAFONE GROUP PLC (VOD LN)			Start Level 1,570.00 326.80 338.75 380.80 202.852	Last CoB Level N/A N/A N/A N/A N/A		% Change N/A N/A N/A N/A N/A
+	Dual Defensive Kick Out - March 2013	Commerzbank AG	GB00B8RJ7P97	28/03/2013	28/03/2019	14/10/2021	KICKED OUT	On Request
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings			Start Level	Last CoB Level		% Change
+	US Equities Kick Out - March 2013	Commerzbank AG	GB00B9CTN201	15/03/2013	15/03/2019	14/10/2021	KICKED OUT	On Request
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings			Start Level	Last CoB Level		% Change
+	Australia China Kick Out - April 2012	Commerzbank AG	XS0776115098	30/04/2012	08/05/2017	14/10/2021	KICKED OUT	On Request
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings			Start Level	Last CoB Level		% Change
+	3 Stock Defensive Consolation Kick Out - December 2015	Commerzbank AG	XS1312136036	18/12/2015	30/12/2021	14/10/2021	KICKED OUT
	Barrier: 50% (European) Return: 7.25% s.a. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: Next Income Trigger:	Underlyings APPLE INC (AAPL US) INTEL CORP (INTC US) MICROSOFT CORP (MSFT US)			Start Level 106.03 33.865 54.13	Last CoB Level N/A N/A N/A		% Change N/A N/A N/A
+	Tech Stock Consolation Kick Out - October 2015	Commerzbank AG	GB00BYW6Q612	02/10/2015	14/10/2021	14/10/2021	KICKED OUT	On Request
	Barrier: 60% (European) Return: 8% s.a. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: Next Income Trigger:	Underlyings APPLE INC (AAPL US) INTEL CORP (INTC US) MICROSOFT CORP (MSFT US)			Start Level 110.38 30.51 45.57	Last CoB Level N/A N/A N/A		% Change N/A N/A N/A
+	7 out of 11 Stock Kick Out - October 2015	Commerzbank AG	GB00BYTBRD38	23/10/2015	05/11/2021	14/10/2021	KICKED OUT	On Request
	Barrier: 50% (European) Return: 8.75% s.a. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: Next Income Trigger:	Underlyings DAIMLER AG-REGISTERED SHARES (DAI GR) BAYER AG-REG (BAYN GR) SIEMENS AG-REG (SIE GR) CARREFOUR SA (CA FP) AXA SA (CS FP) ING GROEP NV (INGA NA) RYANAIR HOLDINGS PLC (RYA ID) TELECOM ITALIA SPA (TIT IM) RIO TINTO PLC (RIO LN) UNICREDIT SPA (UCG IM) AIRBUS SE (AIR FP)			Start Level 78.71 116.40 90.02 30.20 24.05 13.365 13.585 1.143 2,506.50 30.3933 60.17	Last CoB Level N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A		% Change N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A
+	FTSE S&P Defensive Digital Plan – November 2016	Commerzbank AG	XS1510663138	25/11/2016	04/12/2020	14/10/2021	MATURED	On Request
	Barrier: 65% (European) Return: 25% Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX) S&P 500 INDEX (SPX)			Start Level 6,840.75 2,213.35	Last CoB Level N/A N/A		% Change N/A N/A
+	Commerzbank Global Index Income Builder 70 70 (USD) - November 2018	Commerzbank AG	XS1715814601	23/11/2018	09/12/2024	14/10/2021	KICKED OUT
	Barrier: 70% (European) Return: 2.075% p.q. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: N/A Next Income Trigger: N/A	Underlyings Euro Stoxx 50 Pr (SX5E) RUSSELL 2000 INDEX (RTY) HANG SENG CHINA ENT INDX (HSCEI) FTSE 100 INDEX (UKX)			Start Level 3,137.21 1,488.681 10,388.53 6,952.86	Last CoB Level N/A N/A N/A N/A		% Change N/A N/A N/A N/A
+	Commerzbank Triple Index Income Builder (USD) - December 2018	Commerzbank AG	XS1728650893	21/12/2018	06/01/2025	14/10/2021	KICKED OUT
	Barrier: 65% (European) Return: 4.525% s.a. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: N/A Next Income Trigger: N/A	Underlyings HANG SENG CHINA ENT INDX (HSCEI) NIKKEI 225 (NKY) OMX STOCKHOLM 30 INDEX (OMX)			Start Level 10,100.95 20,166.19 1,408.34	Last CoB Level N/A N/A N/A		% Change N/A N/A N/A
+	Commerzbank Triple Index Income Builder (GBP) - March 2019	Commerzbank AG	XS1728685410	01/03/2019	17/03/2025	14/10/2021	KICKED OUT
	Barrier: 60% (European) Return: 2.86% s.a. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: N/A Next Income Trigger: N/A	Underlyings FTSE 100 INDEX (UKX) S&P/ASX 200 INDEX (AS51) Euro Stoxx 50 Pr (SX5E)			Start Level 7,106.73 6,192.733 3,312.10	Last CoB Level N/A N/A N/A		% Change N/A N/A N/A
+	Commerzbank Triple Index Income Builder (USD) - March 2019	Commerzbank AG	XS1728685501	01/03/2019	17/03/2025	14/10/2021	KICKED OUT
	Barrier: 60% (European) Return: 3.78% s.a. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: N/A Next Income Trigger: N/A	Underlyings FTSE 100 INDEX (UKX) S&P/ASX 200 INDEX (AS51) Euro Stoxx 50 Pr (SX5E)			Start Level 7,106.73 6,192.733 3,312.10	Last CoB Level N/A N/A N/A		% Change N/A N/A N/A
+	EM Income Builder (USD) - February 2019	Commerzbank AG	XS1728688513	08/02/2019	24/02/2025	05/03/2021	77.18	On Request
	Barrier: 65% (European) Return: 2.938% p.q. Next KO Observation: 08/11/2021 Next KO Trigger: 100% Next Income Observation: 08/11/2021 Next Income Trigger: 77.5%	Underlyings OMX STOCKHOLM 30 INDEX (OMX) S&P/ASX 200 INDEX (AS51) HANG SENG CHINA ENT INDX (HSCEI) ISHARES MSCI BRAZIL ETF (EWZ US)			Start Level 1,527.167 6,071.458 10,956.58 43.07	Last CoB Level 2,296.771 7,311.73 8,849.17 32.47		% Change 50.39% 20.43% -19.23% -24.61%
+	EM Income Builder - March 2019	Commerzbank AG	XS1715823776	01/03/2019	15/03/2024	05/03/2021	78.62
	Barrier: 65% (European) Return: 3% p.q. Next KO Observation: 02/12/2021 Next KO Trigger: 100% Next Income Observation: 02/12/2021 Next Income Trigger: 77.5%	Underlyings ISHARES MSCI BRAZIL ETF (EWZ US) S&P/ASX 200 INDEX (AS51) SWISS MARKET INDEX (SMI) ISHARES CHINA LARGE-CAP ETF (FXI US)			Start Level 42.35 6,192.733 9,412.02 44.17	Last CoB Level 32.47 7,311.73 11,892.52 40.31		% Change -23.33% 18.07% 26.35% -8.74%
+	Commerzbank Quad Index Income Builder (USD) - March 2019	Commerzbank AG	XS1715824741	22/03/2019	07/04/2025	14/10/2021	KICKED OUT
	Barrier: 60% (European) Return: 1.95% p.q. Next KO Observation: N/A Next KO Trigger: N/A Next Income Observation: N/A Next Income Trigger: N/A	Underlyings S&P/TSX 60 INDEX (SPTSX60) OMX STOCKHOLM 30 INDEX (OMX) SWISS MARKET INDEX (SMI) S&P/ASX 200 INDEX (AS51)			Start Level 958.214 1,576.87 9,319.42 6,195.232	Last CoB Level N/A N/A N/A N/A		% Change N/A N/A N/A N/A
+	Commerzbank Global Index Income Generator 65 75 (EUR) - March 2019	Commerzbank AG	XS1715825045	22/03/2019	07/04/2025	05/03/2021	84.92
	Barrier: 65% (European) Return: 1.47% p.q. Next KO Observation: 23/12/2021 Next KO Trigger: 100% Next Income Observation: 23/12/2021 Next Income Trigger: 75%	Underlyings Euro Stoxx 50 Pr (SX5E) RUSSELL 2000 INDEX (RTY) HANG SENG CHINA ENT INDX (HSCEI) FTSE 100 INDEX (UKX)			Start Level 3,305.73 1,505.923 11,517.48 7,207.59	Last CoB Level 4,149.06 2,274.177 8,849.17 7,207.71		% Change 25.51% 51.02% -23.17% 0%
+	Income Series - Issue 1 EPRA Option	Citigroup (CGMFL Issuer)	JE00B55BYX36	30/12/2009	22/12/2014	14/10/2021	MATURED	On Request
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings			Start Level	Last CoB Level		% Change
+	Income Series - Issue 1 FTSE Option	Citigroup (CGMFL Issuer)	JE00B54CL709	30/12/2009	22/12/2014	14/10/2021	MATURED	On Request
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings			Start Level	Last CoB Level		% Change
+	Income Series - Issue 1 S&P Option	Citigroup (CGMFL Issuer)	JE00B55BP857	30/12/2009	22/12/2014	14/10/2021	MATURED	On Request
	Barrier: Return: Next KO Observation: Next KO Trigger: Next Income Observation: Next Income Trigger:	Underlyings			Start Level	Last CoB Level		% Change
+	10 10 Plan - May 2018 - Option 1	Citigroup (CGMFL Issuer)	XS1719186774	04/05/2018	18/05/2028	14/10/2021	112.89
	Barrier: 70% (European) Return: 7.25% p.a. Next KO Observation: 04/05/2022 Next KO Trigger: 97.5% Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX)			Start Level 7,567.14	Last CoB Level 7,207.71		% Change -4.75%
+	10 10 Plan - May 2018 - Option 2	Citigroup (CGMFL Issuer)	XS1719191345	04/05/2018	18/05/2028	14/10/2021	106.95
	Barrier: 70% (European) Return: 10.65% p.a. Next KO Observation: 04/05/2022 Next KO Trigger: 100% Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX)			Start Level 7,567.14	Last CoB Level 7,207.71		% Change -4.75%
+	FTSE Defensive Income Kick Out Plan - August 2018	Citigroup (CGMFL Issuer)	XS1837212676	31/08/2018	14/09/2028	05/03/2021	84.23
	Barrier: 60% (European) Return: 1.53% p.q. Next KO Observation: 29/11/2021 Next KO Trigger: 110% Next Income Observation: 29/11/2021 Next Income Trigger: 75%	Underlyings FTSE 100 INDEX (UKX)			Start Level 7,432.42	Last CoB Level 7,207.71		% Change -3.02%
+	10 Year FTSE Step Down Kick Out - September 2018	Citigroup (CGMFL Issuer)	XS1853951033	28/09/2018	12/10/2028	14/10/2021	110.08
	Barrier: 70% (European) Return: 7.25% p.a. Next KO Observation: 28/09/2022 Next KO Trigger: 97.5% Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX)			Start Level 7,510.20	Last CoB Level 7,207.71		% Change -4.03%
+	10 10 Plan - May 2019 - Option 1	Citigroup (CGMFL Issuer)	XS1956922030	10/05/2019	24/05/2029	14/10/2021	112.69
	Barrier: 70% (European) Return: 8.2% p.a. Next KO Observation: 10/05/2022 Next KO Trigger: 100% Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX)			Start Level 7,203.29	Last CoB Level 7,207.71		% Change 0.06%
+	10 10 Plan - May 2019 - Option 2	Citigroup (CGMFL Issuer)	XS1956924838	10/05/2019	24/05/2029	14/10/2021	116.19
	Barrier: 70% (European) Return: 10.8% p.a. Next KO Observation: 10/05/2022 Next KO Trigger: 100% Next Income Observation: Next Income Trigger:	Underlyings FTSE 100 INDEX (UKX)			Start Level 7,203.29	Last CoB Level 7,207.71		% Change 0.06%

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This section is intended for financial advisers and investment professionals only. It contains material that is not aimed at retail investors. Please do not proceed unless you are a financial adviser or an investment professional.

The information on this website does not and is not intended to constitute or form part of an offer, subscription recommendation or solicitation to buy or sell any financial product or to take up any services. The Mariana website does not offer investment or financial advice and should not be treated as doing so. If you are advising an investor or facilitating their investment (on an execution only basis, for example) in relation to a product referred to on the Mariana website you should satisfy yourself about the terms of the investment by reference to the full product documentation together with any ancillary materials which Mariana may provide and you should be familiar with the Key Features & Risks set out below for 1) Structured Investment products and 2) Tax Efficient Investment Products. Mariana is unable to provide any guidance as to whether a product is suitable for the individual circumstances of a client or appropriate for their attitude to risk.

Mariana does not offer Advice

The information contained on the Mariana website is for general information use only. It does not offer investment or financial advice and any information contained on this website should not be construed as investment, legal, tax or any other form of advice. If in any doubt about information on this website you should contact your account manager or email enquiries@marianacapital.com.

Past performance

Past performance is not an indication of future performance and should not be used to assess the future returns or the risk associated with your investment. It is possible to get back less than you originally invested in any of the investment products referred to herein.

Importance of Financial Advice

Investors considering an investment in a Mariana product must read and understand the full product brochure. It is important that the risks and potential rewards of a product are clearly explained to an investor by their adviser. You should note that Mariana insists that all applications to invest in Mariana product are placed through a regulated financial adviser.

Structured Investment Products: Key Features/Risks

Capital at Risk

Direct investment into a market brings with it the risks of that market since an investment’s value is likely to rise or fall in proportion to the movement of the market. Structured investment products are different in that they can change the risk and/or the return that an investment in a market may provide. Structured investment products achieve this by incorporating derivatives, named so because their performance is derived from the performance of the chosen underlying market, rather than investing directly into the market itself. Many structured investment products are not fully capital secure. They are described as ‘capital-at-risk’ and they offer enhanced income or growth but to achieve this put conditions on how or whether your capital will be repaid when the investment matures.

Counterparty Risk

Even when a structured investment product offers the full return of your capital, the return of capital is likely to be subject to counterparty risk. This is the risk that the issuer (the counterparty) of the investments underlying a product becomes insolvent or bankrupt. However remote this risk may appear, it always exists. To reduce it, we suggest that structured investment products are used only as part of a broader portfolio and that investors diversify their structured investment products across a range of counterparties. For more information about structured products and capital-at-risk products you can visit www.moneymadeclear.fsa.gov.uk.

Early encashment

Structured investments products are designed to be held until maturity and early encashment may result in a capital loss for a significant period of the investment term, particularly as there may be charges that adversely impact the value in the early years. There may also be liquidity constraints with structured investments before the stated maturity date. Details of these are outlined in our brochures.

Compensation/FSCS

Prospective investors should understand that Plan assets (i.e. the underlying investments) will be held on their behalf by the administrator and custodian but they will not have any direct legal interest in the investments or any direct rights against the issuing counterparty in the event that the counterparty becomes bankrupt or enters into an insolvency process and cannot pay its debts. Prospective investors should also be aware that under the Financial Services Compensation Scheme (FSCS) rules whilst they may be eligible for compensation in the case of the insolvency of Mariana or the administrator and custodian, they are unlikely to be eligible for compensation if the counterparty becomes insolvent.

Tax Efficient Investment Products: Key Features/Risks

Capital at Risk

Tax Efficient Investment Products typically invest in the shares of small higher risk unlisted companies. The valuation of these shares depends on the value of the assets acquired by the companies plus any income that is derived from those assets. This is not guaranteed and you may lose money. The value of shares can fall in value as well as rise and you may get back less than you invested.

Concentration Risk

The nature of the Tax Efficient Investment Product is to invest in a small number of unquoted companies and furthermore there is likely to be significant sector bias. Portfolio diversification will, therefore, be limited.

Liquidity Risk

Redeeming your investment may take time. Investments in unquoted companies can be difficult to sell, especially when compared with quoted companies where there is normally a liquid exchange for buyers and sellers. Mariana aims to provide funding to support on-going liquidity. However, these arrangements are not guaranteed

Forward looking statements

Brochures dealing with Tax Efficient Investment products may contain forward-looking financial statements and illustrations. Such forward-looking financial statements and illustrations, by their nature, are not guarantees of future performance and involve risks and uncertainties, and the actual results may differ materially as a result of various factors, and therefore reliance should not be placed upon them.

Legal and regulatory

There may be changes in the future to the legal framework and regulatory status surrounding the strategy of the Tax Efficient Investment Products and its investee companies and their assets. An example may include the reduction or removal altogether of UK government renewable energy subsidies and incentives like the RHI, ROC and FiT schemes, which may negatively affect the performance of Mariana Tax Efficient Investment Products.

Long term investment

In order to qualify for tax relief in relation to certain tax efficient strategies, investors may need to keep money in the relevant Tax Efficient Investment Product for at least a minimum qualifying period, and investors may need to continue holding the investments in some cases until their death to benefit from, for example, IHT relief.

Tax changes

Tax rates, benefits, allowances are based on the current levels, legislation and HMRC practice. More importantly they can vary significantly from person to person, and tax legislation is subject to change and cannot be guaranteed.

The Website

Considerable care has gone into the preparation and maintenance of this website. However, Mariana accepts no liability in connection with its use or the use of information it contains. No warranty is given as to the accuracy or completeness of the information it contains and no liability is accepted for any errors or omissions. Where references or links to third party websites are provided, Mariana does not endorse or make any representation about the third party or any information, material or products sourced through the third party link, or any result that may be obtained from using or entering into a transaction with the third party.

This website may not be reproduced (in whole or in part), transmitted (by electronic means or otherwise), modified, linked to or used for any public or commercial purpose without the prior written permission of Mariana.

If you are outside the UK

Users accessing this website from outside the United Kingdom should note that local legislation may not permit Mariana to offer products where they are.

Users and prospective investors should be aware at all times of the applicable laws and regulations in different countries; in particular, in the United States of America where Mariana services and investments are not licensed or authorised.

Mariana is authorised and regulated by the FCA No: 551170

By clicking AGREE, you confirm that you are an investment professional and have read, understood and agree to be bound by these terms and conditions. If you do not accept these terms, please do not continue to use or access any pages of this website.

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RISK WARNING

The following pages refer to Mariana investment products. It is important that you read and understand the risk statements below before you proceed.

Mariana’s investment products may provide both individual and institutional investors with flexible and innovative investment solutions offering varying levels of risk, asset exposure, capital protection and tax exposure.

It is important, however, that you understand the risks attached to your investments. The key risk factors are summarised below, but please remember that these are general risks and the risks that are relevant to individual products are set out in the brochure for that product.

Mariana does not provide investment advice in relation to investment products and we strongly recommend that you discuss any proposed investment with your financial adviser before you invest.

Investment in a Mariana product should form part only of your investment portfolio. You should also maintain savings you can access at short notice in case of emergency to meet any short term cash needs that may arise during the term of your investment.

Investment Risk – This is the risk arising from the market(s) or asset(s) into which your investment is made or to which the performance of your investment is linked. Their value might decrease, which could cause you to lose money or, if they increase, the amount of the increase may be greater than the return you get from your investment in a Mariana product.

Counterparty Risk – This is the risk that the financial institution by whom your investment is backed gets into financial difficulties and does not, or cannot, pay the amounts due in relation to your investment. This could cause you to lose some or all of your money and any investment returns that would have otherwise been payable.

Term Risk – This is the risk that an investor’s circumstances could change, forcing the early encashment of an investment. Such early encashment will be subject to a fee and the amount repaid is likely to be less than the initial capital invested. An investor should be aware that they may not be able to access the value of their investment immediately.

Inflation Risk – This is the risk that inflation may reduce the real value of your investment over time.

Tax Risk – The values of any tax reliefs generated by your investment will depend on your individual circumstances. You should note that the levels and bases of taxation and reliefs available may change in the future and changes may be applied retrospectively.

ISA Transfer Risk – if you wish to transfer an existing ISA, it must be done in cash. This means that your existing ISA manager will sell your investment and you are likely to be charged an exit fee. There is then the possibility of a loss of income or growth if markets should rise while your transfer is being processed.

Cancellation Risk – This is the risk that if you decide to cancel the investment after it has been purchased you are likely to lose some of your money.

It is important that you read all the related Mariana product literature carefully and in full so that you understand how the product works and can decide whether or not you are prepared to accept the risks and the possible consequences of investing in a particular product, before proceeding with your investment.

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